Torc Partners is collaborating with the FCA and the Global Financial Innovation Network (GFIN - the international network of financial regulators...
INSIGHTS & NEWS
AI Enabled File reviews – Meet Trilogy File Assure
File reviews, compliance, on-boarding, entity migrations, portfolio analysis, assurance and skilled persons reviews traditionally rely on a team of...
ECB – Assessment Quality Review – Stay Ahead with AI
Yesterday, 16th May, the ECB published their manual containing the necessary information to execute Phase 2 of the asset quality review (AQR). The...
ECB Banking Supervision – C&E Assessment Report Published
Yesterday the ECB published its report of its third review of the disclosure of climate-related and environmental (C&E) risks among significant...
FCA Innovation Speech – AI & the Future of Financial Regulation
Yesterday the FCA published a speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global...
FCA Dear CEO – CFD Portfolio
Last week the FCA published a further Dear DEO letter intended to help firms whose primary business model is marketing and providing CFDs, spread...
FCA appoints Enforcement & Market Oversight Co-Leads
The FCA has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight. The expansion of the FCA’s...
Dear CEO letter – Payment firms
Although overshadowed in the news by events in Switzerland, this is a serious summary from the FCA of the perceived ongoing failings by the UK’s payment firms.
Consumer Duty – AI helping Motor Finance providers meet Regulatory expectations
”What role will artificial intelligence (AI) play in helping motor finance providers live up to the City regulator’s Consumer Duty expectations?...